Broker Check

Our LPL Affiliation

The financial professionals of The Diamond Group Wealth Advisors, have selected the leading independent brokerage firm in the United States,* LPL Financial.

The financial professionals of The Diamond Group Wealth Advisors have selected the leading independent brokerage firm in the United States,* LPL Financial. While maintaining their independence and impartiality, their affiliation with LPL Financial provides some protec- tion for your assets. For more than four decades, LPL Financial has served as an enabling partner, supporting financial advisors in their goals of protecting and growing their clients’ wealth. A chief objective of LPL Financial is to reduce the complexity of running a financial services practice so advisors can focus on what they do best―help their clients attain their financial goals and fulfill their dreams. With headquarters on both coasts, LPL Financial supports financial advisors in helping their clients by offering a robust mix of services and tools such as: LPL Financial understands that providing Americans with objective investment advice is critical to their financial security. Because the firm has no proprietary products to sell, LPL Financial advisors can provide truly objective, independent advice and investment recommendations.

Thousands of financial advisors nationwide rely on LPL Financial to help meet their clients’ financial needs. They do so by using the firm’s tools and resources that help them discover their clients’ priorities, dreams, and passions; analyze and develop financial plans that support every stage of their clients’ lives; and make product recommendations that put clients on the path to pursuing their goals.

LPL Financial is a member firm of the Securities Investor Protection Corporation (SIPC). Membership provides account protection up to a maximum of $500,000 per client, of which $250,000 may be claims for cash. For an explanatory brochure, please visit

Additionally, through London Insurers, LPL Financial accounts have additional securities protection to cover the net equity of client ac- counts up to an overall aggregate firm limit of $575,000,000, subject to conditions and limitations. The account protection applies when a SIPC member firm fails financially and is unable to meet its obligations to securities clients, but it does not protect against losses from the rise and fall in the market value of investments. This extensive coverage reflects a strong commitment to serving your investment needs.

For more information about LPL Financial, visit
*As reported in Financial Planning magazine 1996-2018, based on total revenues.