Broker Check

Our LPL Affiliation

The financial professionals of The Diamond Group Wealth Advisors have selected the leading independent brokerage firm in the United States,* LPL Financial. While maintaining their independence and impartiality, For more than four decades, LPL Financial has served as a broker dealer to many financial professionals, supporting them in their goals of preserving and growing their clients’ wealth. A chief objective of LPL Financial is to reduce the complexity of running a financial services practice so advisors can focus on what they do best―help their clients pursue their financial goals and fulfill their dreams. With offices throughout the U.S., LPL Financial supports financial advisors in helping their clients by offering a robust mix of services and tools. LPL Financial understands that providing Americans with objective investment advice is critical to their financial confidence. Because the firm has no proprietary products to sell, LPL Financial advisors can provide objective, independent advice and investment recommendations.

Thousands of financial advisors nationwide rely on LPL Financial to help meet their clients’ financial needs. They do so by using the firm’s tools and resources that help them discover their clients’ priorities, dreams, and passions; analyze and develop financial plans that support every stage of their clients’ lives; and make product recommendations that put clients on the path to pursuing their goals.

LPL Financial is a member firm of the Securities Investor Protection Corporation (SIPC). Membership provides account protection up to a maximum of $500,000 per client, of which $250,000 may be claims for cash. For an explanatory brochure, please visit http://www.sipc.org/

Additionally, through London Insurers, LPL Financial accounts have additional securities protection to cover the net equity of client accounts up to an overall aggregate firm limit of $575,000,000, subject to conditions and limitations. The account protection applies when a SIPC member firm fails financially and is unable to meet its obligations to securities clients, but it does not protect against losses from the rise and fall in the market value of investments. This extensive coverage reflects a strong commitment to serving your investment needs.

For more information about LPL Financial, visit www.lpl.com.
*As reported in Financial Planning magazine 1996-2018, based on total revenues.